Scott M. Pittman - Dec 31, 2019 Form 5 Insider Report for Nuo Therapeutics, Inc. (AURX)

Role
Director, 10%+ Owner
Signature
/s/ David E. Jorden, attorney-in-fact
Stock symbol
AURX
Transactions as of
Dec 31, 2019
Transactions value $
$0
Form type
5
Date filed
4/26/2022, 09:20 PM
Next filing
Apr 26, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AURX Warrants to purchase Common Stock Award $0 +15K $0.00 15K Nov 15, 2019 Common Stock 15K $0.40 Direct F1, F2
transaction AURX Warrants to purchase Common Stock Award $0 +30K +200% $0.00 45K Dec 6, 2019 Common Stock 30K $0.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction approved by Board of Directors of Issuer and Non-Employee Directors
F2 Acquired in connection with Note Purchase Agreement dated as of November 15, 2019