Jaime Hinojosa - 15 Apr 2022 Form 3 Insider Report for ASTROTECH Corp (ASTC)

Role
CFO
Signature
/s/ Jaime Hinojosa
Issuer symbol
ASTC
Transactions as of
15 Apr 2022
Net transactions value
$0
Form type
3
Filing time
21 Apr 2022, 19:32:40 UTC
Next filing
30 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ASTC Common Stock 116,493 15 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASTC Employee Stock Options (right to buy) 15 Apr 2022 Common Stock 800 $2.83 Direct
holding ASTC Employee Stock Options (right to buy) 15 Apr 2022 Common Stock 3,000 $5.30 Direct
holding ASTC Employee Stock Options (right to buy) 15 Apr 2022 Common Stock 10,000 $1.85 Direct F1
holding ASTC Employee Stock Options (right to buy) 15 Apr 2022 Common Stock 100,000 $0.6400 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the total number of stock options granted shall vest and become exercisable on each of the first three anniversaries of October 14, 2019, such that 100% of the shares of common stock granted shall be fully vested and exercisable on October 14, 2022, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.
F2 One-third of the total number of stock options granted shall vest and become exercisable on each of the first three anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2025, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.