Dyami Isely-Parvanta - Mar 17, 2022 Form 3 Insider Report for Natural Grocers by Vitamin Cottage, Inc. (NGVC)

Role
13D Group Member
Signature
/s/ Kemper Isely, By Power of Attorney
Stock symbol
NGVC
Transactions as of
Mar 17, 2022
Transactions value $
$0
Form type
3
Date filed
3/18/2022, 06:00 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NGVC Common Stock 104K Mar 17, 2022 Direct F1
holding NGVC Common Stock 1.04M Mar 17, 2022 By CTVC, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 17, 2022, the Reporting Person executed a Joinder Agreement pursuant to which he agreed that all shares of Common Stock owned directly are subject to the provisions of a Stockholders Agreement that contains voting agreements. As a result, the Reporting Person is member of a Schedule 13D group that beneficially owns more than 10% of the Issuer's Common Stock.
F2 The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.