Frank E. Gordon - 17 Mar 2022 Form 4 Insider Report for HEALTHSTREAM INC (HSTM)

Role
Director
Signature
/s/ Frank E. Gordon
Issuer symbol
HSTM
Transactions as of
17 Mar 2022
Net transactions value
$0
Form type
4
Filing time
18 Mar 2022, 16:13:41 UTC
Previous filing
11 Mar 2022
Next filing
25 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HSTM Common Stock Holding Options Exercise $0 +2,675 +1.4% $0.000000 196,451 17 Mar 2022 Direct F1
holding HSTM Common Stock Holding 100,000 17 Mar 2022 Held by Crofton Capital
holding HSTM Common Stock Holding 11,386 17 Mar 2022 Held by The Joel Company
holding HSTM Common Stock Holding 2,500 17 Mar 2022 Custodial account for minor child - Gavin B. Gordon
holding HSTM Common Stock Holding 2,500 17 Mar 2022 Custodial account for minor child - Cameron L. Gordon
holding HSTM Common Stock Holding 2,000 17 Mar 2022 Custodial account for minor child - Taylor K. Gordon
holding HSTM Common Stock Holding 2,000 17 Mar 2022 Frank E. Gordon 2003 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HSTM Restricted Share Units Options Exercise $0 -787 -100% $0.000000* 0 17 Mar 2022 Common Stock 787 $0.000000 Direct F2, F3, F4
transaction HSTM Restricted Share Units Options Exercise $0 -945 -50% $0.000000 946 17 Mar 2022 Common Stock 945 $0.000000 Direct F2, F4, F5
transaction HSTM Restricted Share Units Options Exercise $0 -943 -33% $0.000000 1,887 17 Mar 2022 Common Stock 943 $0.000000 Direct F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired on vesting of restricted share units.
F2 Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F3 The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.
F4 Not applicable.
F5 The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2021 in three equal installments.
F6 The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.