Joe Mozden Jr - Jul 1, 2021 Form 4 Insider Report for SONIC FOUNDRY INC (SOFO)

Role
Chief Executive Officer, Director
Signature
/s/ Joe Mozden, Jr.
Stock symbol
SOFO
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4
Date filed
3/11/2022, 01:28 PM
Next filing
Mar 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFO Common Stock Award $0 +1K +8% $0.00 13.5K Jul 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFO Employee Stock Option Award +60K +17.14% 410K Dec 21, 2021 Common Stock 60K $2.95 Direct F1, F4
transaction SOFO Employee Stock Option Award +180K +43.9% 590K Dec 21, 2021 Common Stock 180K $2.95 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Pursuant to Discounted Employee Stock Purchase Plan
F3 Exercisable pursuant to achieving certain performance goals
F4 20,000 shares exercisable on each of December 21, 2022, 2023 and 2024