MARK A. LEDOUX - 04 Mar 2022 Form 4 Insider Report for NATURAL ALTERNATIVES INTERNATIONAL INC (NAII)

Role
CEO/Chairman, Director, 10%+ Owner
Signature
/s/ By Kenneth E. Wolf Attorney in Fact
Issuer symbol
NAII
Transactions as of
04 Mar 2022
Net transactions value
-$34,188
Form type
4
Filing time
08 Mar 2022, 20:54:45 UTC
Previous filing
28 Dec 2021
Next filing
18 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAII Common Stock Award +15,000 +9.8% 168,712 04 Mar 2022 Direct F1, F2
transaction NAII Common Stock Tax liability $34,188 -3,108 -1.8% $11.00 165,604 07 Mar 2022 Direct F3
holding NAII Common Stock 481,905 04 Mar 2022 By LeDoux Family Limited Partnership
holding NAII Common Stock 69,416 04 Mar 2022 By IRA
holding NAII Common Stock 7,200 04 Mar 2022 By Self as Custodian for Marcelle Jeannette LeDoux
holding NAII Common Stock 800 04 Mar 2022 By Self as Custodian for Jean-Marc Emile LeDoux
holding NAII Common Stock 6,000 04 Mar 2022 By Self as Custodian for Aimee LeDoux
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a grant of restricted stock pursuant to the Issuer's 2020 Omnibus Incentive Plan.
F2 One third (5,000 shares) of the restricted stock vests on March 7, 2023; one third (5,000 shares) of the restricted stock vests on March 7, 2024 and the final third (5,000 shares) of the restricted stock vests on March 7, 2025.
F3 This transaction represents a resale of 3,108 shares to the Issuer as payment of the reporting person's tax liability upon vesting of 12,000 shares of restricted stock on March 7, 2022, using the closing stock price on March 7, 2022, of $11.00 per share.