Edward B. Berg - 15 Feb 2022 Form 4 Insider Report for Vaxart, Inc. (VXRT)

Role
SVP, General Counsel
Signature
/s/ Margaret Echerd, Attorney-in-Fact for Edward Berg
Issuer symbol
VXRT
Transactions as of
15 Feb 2022
Net transactions value
$0
Form type
4
Filing time
22 Feb 2022, 15:04:11 UTC
Previous filing
22 Feb 2022
Next filing
21 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VXRT Stock Option (right to buy) Award $0 +285,000 $0.000000 285,000 15 Feb 2022 Common Stock 285,000 $5.07 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported late due to administrative error.
F2 The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on February 14, 2023, the first anniversary of the date that the grant was approved by the board of directors, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on February 14, 2026.