Wendell Chen - 19 Jan 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Wendell Chen
Issuer symbol
RBB
Transactions as of
19 Jan 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
17 Feb 2022, 16:43:05 UTC
Date Of Original Report
26 Jan 2022
Next filing
22 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 79,208 19 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 10,763 19 Jan 2022 Common Stock 10,763 $11.15 Direct F1
holding RBB Option (right to buy) 10,250 19 Jan 2022 Common Stock 10,250 $13.21 Direct F2
holding RBB Option (right to buy) 10,000 19 Jan 2022 Common Stock 10,000 $17.08 Direct F3
holding RBB Option (right to buy) 10,000 19 Jan 2022 Common Stock 10,000 $18.25 Direct F4
holding RBB Restricted Stock Units 1,000 19 Jan 2022 Restricted Stock Units 1,000 $0.000000 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F5 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F6 There will be no expiration date once restricted stock units vest.

Remarks:

Amending Wendell Chen's vesting period of his granted 1,000 restricted stock units that will vest in two equal annual installments on 01/19/2023 and 01/19/2024.