Paul Lin - Jan 19, 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Paul Lin
Stock symbol
RBB
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/17/2022, 04:18 PM
Date Of Original Report
Jan 25, 2022
Next filing
May 16, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 0 Jan 19, 2022 Common Stock 10.8K $11.15 Direct F1
holding RBB Option (right to buy) 0 Jan 19, 2022 Common Stock 10.8K $11.15 Direct F2
holding RBB Option (right to buy) 0 Jan 19, 2022 Common Stock 10.3K $13.21 Direct F3
holding RBB Option (right to buy) 0 Jan 19, 2022 Common Stock 10K $17.08 Direct F4
holding RBB Option (right to buy) 0 Jan 19, 2022 Common Stock 10K $18.25 Direct F5
holding RBB Restricted Stock Units 1.05K Jan 19, 2022 Restricted Stock Units 1.05K $0.00 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F6 These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F7 There will be no expiration date once restricted stock units vest.

Remarks:

Amending Paul Lin's vesting period of his granted 1,050 restricted stock units that will vest in two equal annual installments on 01/19/2023 and 01/19/2024.