NELSON CHUNG - 31 Dec 2021 Form 5 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
Director
Signature
/s/ Georgia Lo, attorney-in-fact
Issuer symbol
CATY
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
04 Feb 2022, 17:05:23 UTC
Next filing
07 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 10,000 31 Dec 2021 Defined Benefit Plan
holding CATY Common Stock 10,000 31 Dec 2021 Pension Plan
holding CATY Common Stock 18,593 31 Dec 2021 Chung Family Trust F1
holding CATY Common Stock 0 31 Dec 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 22, 2021, 12,408 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Chung Family Trust as indirect ownership, without the payment of any consideration.