David Richard Morris - 19 Jan 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ David Morris
Issuer symbol
RBB
Transactions as of
19 Jan 2022
Net transactions value
$0
Form type
4
Filing time
26 Jan 2022, 19:10:51 UTC
Previous filing
12 Aug 2021
Next filing
28 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 13,776 19 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 33,813 19 Jan 2022 Common Stock 33,813 $11.15 Direct F1
holding RBB Option (right to buy) 9,000 19 Jan 2022 Common Stock 9,000 $20.55 Direct F2
holding RBB Restricted Stock Units 2,301 19 Jan 2022 Restricted Stock Units 2,301 $0.000000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.

Remarks:

David Morris was granted 2,301 restricted stock units that will vest in three equal annual installments on 01/19/2023, 01/19/2024, and 01/19/2025.