David Morris - Jan 19, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ David Morris
Stock symbol
RBB
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4
Date filed
1/26/2022, 07:10 PM
Previous filing
Aug 12, 2021
Next filing
Apr 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 13.8K Jan 19, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 33.8K Jan 19, 2022 Common Stock 33.8K $11.15 Direct F1
holding RBB Option (right to buy) 9K Jan 19, 2022 Common Stock 9K $20.55 Direct F2
holding RBB Restricted Stock Units 2.3K Jan 19, 2022 Restricted Stock Units 2.3K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.

Remarks:

David Morris was granted 2,301 restricted stock units that will vest in three equal annual installments on 01/19/2023, 01/19/2024, and 01/19/2025.