| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HFBL | Common Stock | Options Exercise | $357K | +48.6K | +47.62% | $7.35 | 151K | Jan 19, 2022 | Direct | F1 |
| transaction | HFBL | Common Stock | Tax liability | -$437K | -21.4K | -14.21% | $20.40 | 129K | Jan 19, 2022 | Direct | F1, F2 |
| holding | HFBL | Common Stock | 1.1K | Jan 19, 2022 | By Spouse | ||||||
| holding | HFBL | Common Stock | 35.6K | Jan 19, 2022 | By 401(k) Plan | F3 | |||||
| holding | HFBL | Common Stock | 19.4K | Jan 19, 2022 | By ESOP | ||||||
| holding | HFBL | Common Stock | 28.5K | Jan 19, 2022 | By IRA |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HFBL | Stock Option (Right to Buy) | Options Exercise | $0 | -48.6K | -100% | $0.00* | 0 | Jan 19, 2022 | Common Stock | 48.6K | $7.35 | Direct | F4 |
| holding | HFBL | Employee Stock Option (Right to Buy) | 20K | Jan 19, 2022 | Common Stock | 20K | $11.86 | Direct | F5 | |||||
| holding | HFBL | Employee Stock Option (Right to Buy) | 20K | Jan 19, 2022 | Common Stock | 20K | $11.50 | Direct | F6 | |||||
| holding | HFBL | Employee Stock Option (Right to Buy) | 4.27K | Jan 19, 2022 | Common Stock | 4.27K | $9.46 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Includes 24,000 shares granted pursuant to the 2019 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 30,000 shares that commenced vesting at a rate of 20% per year year on November 11, 2021 and 27,472 shares held jointly with the reporting person's spouse. |
| F2 | The reporting person is amending this Form 4 solely to correct the number of shares withheld for payment of the exercise price and tax liability in accordance with Rule 16b-3. |
| F3 | Reflects units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Includes units acquired in the Home Federal Bank Employees' Savings and Profit Sharing Plan and Trust since the last filed Form 4, based on a report dated January 19, 2022. |
| F4 | The options vested at a rate of 20% per year commencing on January 13, 2013 and were fully vested and exercisable as of January 31, 2017. |
| F5 | The options are vesting at a rate of 20% per year commencing on November 11, 2021. |
| F6 | The options vested at a rate of 20% per year commencing on October 26, 2016 and were fully vested and exercisable as of October 26, 2020. |
| F7 | The options vested at a rate of 20% per year commencing on July 31, 2015 and were fully vested and exercisable as of July 31, 2019. |