Djalma Novaes Jr. - 05 Jan 2022 Form 4 Insider Report for CROWN HOLDINGS INC (CCK)

Role: President - Americas Division
Signature: /s/ Rosemary Haselroth, by Power of Attorney
Issuer symbol: CCK
Transactions as of: 05 Jan 2022
Net transactions value: $0
Form type: 4
Filing time: 07 Jan 2022, 11:29:36 UTC
Next filing: 11 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CCK	Common	Award	$0	+10,277	+13%	$0.000000	87,750	05 Jan 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person was granted 10,277 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 3,507 time-vested restricted shares vest over a three year period as follows: 1,169 time-vested restricted shares on January 5, 2023 and 2024, respectively, and 1,169 time-vested restricted shares on January 6, 2025. 3,263 performance-based restricted shares are targeted to vest on January 6, 2025 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 3,263. 3,507 performance-based restricted shares are targeted to vest on January 6, 2025 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 3,507.

Content

The Reporting Person was granted 10,277 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 3,507 time-vested restricted shares vest over a three year period as follows: 1,169 time-vested restricted shares on January 5, 2023 and 2024, respectively, and 1,169 time-vested restricted shares on January 6, 2025. 3,263 performance-based restricted shares are targeted to vest on January 6, 2025 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 3,263. 3,507 performance-based restricted shares are targeted to vest on January 6, 2025 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 3,507.