Judd Merrill - Jan 4, 2022 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Financial Officer
Signature
/s/ Judd Merrill
Stock symbol
AQMS
Transactions as of
Jan 4, 2022
Transactions value $
-$198,340
Form type
4
Date filed
1/6/2022, 04:52 PM
Previous filing
Dec 15, 2021
Next filing
Mar 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Disposed to Issuer -$111K -87.1K -5.85% $1.27 1.4M Jan 5, 2022 Direct F1
transaction AQMS Common Stock Disposed to Issuer -$87.8K -65.5K -4.68% $1.34 1.33M Jan 4, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares.
F2 Represents the number of shares sold by the Reporting Person under a 10b5-1 plan