Chris Tahjiun Sharng - Mar 15, 2021 Form 4 Insider Report for NATURAL HEALTH TRENDS CORP (NHTC)

Role
President, Director
Signature
/s/ Timothy S. Davidson by Power of Attorney
Stock symbol
NHTC
Transactions as of
Mar 15, 2021
Transactions value $
-$432,442
Form type
4
Date filed
12/27/2021, 11:20 AM
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NHTC Common Stock Options Exercise +15.6K +1.76% 902K Mar 15, 2021 Direct F1
transaction NHTC Common Stock Disposed to Issuer -$105K -15.6K -1.73% $6.72 887K Mar 15, 2021 Direct
transaction NHTC Common Stock Options Exercise +15.6K +1.76% 902K Jun 15, 2021 Direct F1
transaction NHTC Common Stock Disposed to Issuer -$115K -15.6K -1.73% $7.36 887K Jun 15, 2021 Direct
transaction NHTC Common Stock Options Exercise +15.6K +1.76% 902K Sep 15, 2021 Direct F1
transaction NHTC Common Stock Disposed to Issuer -$109K -15.6K -1.73% $6.98 887K Sep 15, 2021 Direct
transaction NHTC Common Stock Options Exercise +15.6K +1.76% 902K Dec 15, 2021 Direct F1
transaction NHTC Common Stock Disposed to Issuer -$104K -15.6K -1.73% $6.65 887K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NHTC Phantom Stock Award $0 +125K $0.00 125K Mar 15, 2021 Common Stock 125K Direct F1, F2
transaction NHTC Phantom Stock Options Exercise -15.6K -12.5% 109K Mar 15, 2021 Common Stock 15.6K Direct F1
transaction NHTC Phantom Stock Options Exercise -15.6K -14.29% 93.6K Jun 15, 2021 Common Stock 15.6K Direct F1
transaction NHTC Phantom Stock Options Exercise -15.6K -16.67% 78K Sep 15, 2021 Common Stock 15.6K Direct F1
transaction NHTC Phantom Stock Options Exercise -15.6K -20% 62.4K Dec 15, 2021 Common Stock 15.6K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share.
F2 The phantom shares vest in eight (8) equal three-month increments, subject to the satisfaction of both a time-based and a performance-based vesting condition. See the Company's Current Report on Form 8-K filed March 17, 2021.