William R. Gonzalez - 14 Dec 2021 Form 4 Insider Report for QUAINT OAK BANCORP INC (QNTO)

Role
Senior Vice President*
Signature
/s/ Diane J. Colyer by P.O.A. for William R. Gonzalez
Issuer symbol
QNTO
Transactions as of
14 Dec 2021
Net transactions value
+$35,154
Form type
4
Filing time
15 Dec 2021, 16:47:43 UTC
Previous filing
15 Jun 2021
Next filing
11 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QNTO Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $35,154 +1,771 +23% $19.85 9,630 14 Dec 2021 By 401(k) Plan F1
holding QNTO Common Stock 7,200 14 Dec 2021 Direct F2
holding QNTO Common Stock 9,691 14 Dec 2021 By ESOP
holding QNTO Common Stock 593 14 Dec 2021 By spouse through ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QNTO Stock Option (Right to Buy) 15,000 14 Dec 2021 Common Stock 15,000 $13.30 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated December 15, 2021.
F2 Includes 2,000 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 5,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
F3 The options are vesting at a rate of 20% per year commencing on May 9, 2019.

Remarks:

* Senior Vice President, Business Development Officer of Quaint Oak Bank (Issuer subsidiary)