Donald Huntley Patrick - 01 Dec 2021 Form 4 Insider Report for Fluent, Inc. (FLNT)

Role: Interim CEO
Signature: /s/ Donald Patrick
Issuer symbol: FLNT
Transactions as of: 01 Dec 2021
Net transactions value: +$18,036
Form type: 4
Filing time: 03 Dec 2021, 15:32:58 UTC
Previous filing: 01 Jul 2024
Next filing: 03 Jul 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FLNT	Common Stock	Purchase	$18,036	+10,000	+4%	$1.80	257,916	01 Dec 2021	Direct	F1, F2, F3
holding	FLNT	Common Stock						168,750	01 Dec 2021	Direct	F2
holding	FLNT	Common Stock						33,334	01 Dec 2021	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FLNT	Stock Option						396,000	01 Dec 2021	Common Stock	396,000	$4.72	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On December 1, 2021, the Reporting Person purchased 10,000 shares of common stock at an average price per share of $1.80356. The highest price per share was $1.82 and the lowest price per share was $1.75.
F2	On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. The 56,250 shares which vested on February 1, 2021 are included in the total shares.
F3	On March 1, 2020, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021. The 16,666 shares which vested on March 1, 2021 are included in the total shares.
F4	50% of the Stock Option Grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.