Leonard Osser - 30 Nov 2021 Form 4 Insider Report for MILESTONE SCIENTIFIC INC. (MLSS)

Role
Director
Signature
/s/ Leonard Osser
Issuer symbol
MLSS
Transactions as of
30 Nov 2021
Net transactions value
+$141,837
Form type
4
Filing time
02 Dec 2021, 15:14:43 UTC
Previous filing
12 Nov 2021
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MLSS Common Stock, Par Value $0.001 Options Exercise $106,212 +62,112 +1.5% $1.71 4,310,010 30 Nov 2021 Direct F1
transaction MLSS Common Stock, Par Value $0.001 Options Exercise $35,625 +71,250 +1.7% $0.5000 4,381,260 01 Dec 2021 see footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MLSS Employee Stock Option (right to buy) Options Exercise $0 -62,112 -100% $0.000000* 0 30 Nov 2021 Common Stock 62,112 $1.71 Direct
transaction MLSS Warrants (right to buy) Options Exercise $0 -71,250 -100% $0.000000* 0 01 Dec 2021 Common Stock 71,250 $0.5000 see footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,505,512 of these shares are issuable to the reporting person at the termination of employment.
F2 Recordholder is Pershing LLC. the reporting person is the beneficial owner of these shares thru his brokerage account at Pershing.