Jeffrey Geygan - Nov 30, 2021 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
Director
Signature
/s/ Tracy D. Wojcik, Attorney in Fact
Stock symbol
RMCF
Transactions as of
Nov 30, 2021
Transactions value $
$0
Form type
4
Date filed
12/2/2021, 12:19 PM
Previous filing
Nov 15, 2021
Next filing
Jan 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Award $0 +4.34K +43.43% $0.00 14.3K Nov 30, 2021 Direct F1
holding RMCF Common Stock 498K Nov 30, 2021 By Global Value Investment Corporation F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program.
F2 These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
F3 The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.