Andrew D. Demott Jr. - 12 Nov 2021 Form 4/A - Amendment Insider Report for SUPERIOR GROUP OF COMPANIES, INC. (SGC)

Role
COO & CFO, Director
Signature
/s/ Melinda Barreiro
Issuer symbol
SGC
Transactions as of
12 Nov 2021
Net transactions value
+$55,137
Form type
4/A - Amendment
Filing time
16 Nov 2021, 12:12:50 UTC
Date Of Original Report
15 Nov 2021
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGC Common Stock Options Exercise $99,987 +5,892 +3.1% $16.97 196,502 12 Nov 2021 Direct F1, F2
transaction SGC Common Stock Tax liability $100,005 -3,931 -2% $25.44 192,571 12 Nov 2021 Direct F2, F3
transaction SGC Common Stock Options Exercise $218,988 +8,608 +4.5% $25.44 201,179 12 Nov 2021 Direct F2, F4
transaction SGC Common Stock Disposed to Issuer $146,102 -5,743 -2.9% $25.44 195,436 12 Nov 2021 Direct F2, F5
transaction SGC Common Stock Tax liability $17,732 -697 -0.36% $25.44 194,739 12 Nov 2021 Direct F2, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGC Stock Options (Right to Buy) Options Exercise $0 -5,892 -100% $0.000000* 0 12 Nov 2021 Common Stock 5,892 $16.97 Direct
transaction SGC Stock Appreciation Rights Options Exercise $0 -8,608 -100% $0.000000* 0 12 Nov 2021 Common Stock 8,608 $16.97 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon exercise of stock options.
F2 Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.
F3 These shares were delivered to the issuer to satisfy the exercise price of 5,892 stock options.
F4 Shares acquired upon exercise of stock-settled stock appreciation rights.
F5 Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
F6 Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Remarks:

This amendment is being filed to correct the amount of securities beneficially owned following the reported transaction.