Ryan McGarry - Sep 7, 2021 Form 4 Insider Report for VINEBROOK HOMES TRUST, INC. (NA)

Role
Senior Vice President of Asset Management
Signature
/s/ Brian Mitts, as attorney-in-fact for Ryan McGarry
Stock symbol
NA
Transactions as of
Sep 7, 2021
Transactions value $
$0
Form type
4
Date filed
11/12/2021, 03:32 PM
Previous filing
Oct 22, 2021
Next filing
Apr 12, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NA OP Units Other $0 -96.5K -100% $0.00* 0 Sep 7, 2021 Class A Common Stock 96.5K Direct F1, F2, F3
transaction NA OP Units Other $0 -32.5K -100% $0.00* 0 Sep 7, 2021 Class A Common Stock 32.5K See Footnote F1, F2, F3, F4
transaction NA OP Units Other $0 -305K -100% $0.00* 0 Sep 7, 2021 Class A Common Stock 305K See Footnote F1, F2, F3, F5
transaction NA Class C OP Units Other $0 +96.5K $0.00 96.5K Sep 7, 2021 Class A Common Stock 96.5K Direct F1, F2, F3
transaction NA Class C OP Units Other $0 +32.5K $0.00 32.5K Sep 7, 2021 Class A Common Stock 32.5K See Footnote F1, F2, F3, F4
transaction NA Class C OP Units Other $0 +305K $0.00 305K Sep 7, 2021 Class A Common Stock 305K See Footnote F1, F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents common units of limited partnership interest ("OP Units") in VineBrook Homes Operating Partnership, L.P., the operating partnership (the "OP") of VineBrook Homes Trust, Inc. (the "Issuer").
F2 The OP Units are redeemable, beginning one year from issuance, for cash or, at the election of the Issuer, for shares of the Issuer's Class A common stock on a one-for-one basis. The OP Units are vested as of the date of issuance. The OP Units have no expiration date.
F3 Pursuant to a reclassification exempt under Rule 16b-7 promulgated under the Securities Exchange Act of 1934, each OP Unit reported herein was reclassified into a new Class C OP Unit.
F4 Represents OP Units held directly by VineBrook Annex B GP, LLC, holdings of which the reporting person may be deemed to indirectly beneficially own. The reporting person disclaims beneficial ownership of such OP Units except to the extent of his pecuniary interest therein.
F5 Represents OP Units held directly by VineBrook Special Interest Holder, LLC, holdings of which the reporting person may be deemed to indirectly beneficially own. The reporting person disclaims beneficial ownership of such OP Units except to the extent of his pecuniary interest therein.

Remarks:

Senior Vice President of Asset Management