Charity Isely - Sep 30, 2021 Form 5 Insider Report for Natural Grocers by Vitamin Cottage, Inc. (NGVC)

Role
13D Group Member
Signature
/s/ Kemper Isely, by Power of Attorney
Stock symbol
NGVC
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
5
Date filed
11/12/2021, 03:04 PM
Next filing
Nov 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NGVC Common Stock Other $0 -36.8K -100% $0.00* 0 Dec 31, 2020 By LIVC 1, LLC F1
transaction NGVC Common Stock Other $0 -36.8K -100% $0.00* 0 Dec 31, 2020 By LIVC 2, LLC F2
holding NGVC Common Stock 1.04M Sep 30, 2021 By CTVC, LLC F3
holding NGVC Common Stock 572K Sep 30, 2021 By FTVC, LLC F3
holding NGVC Common Stock 12.2K Sep 30, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exempt pro rata distribution of shares previously held by LIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of LIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
F2 Exempt pro rata distribution of shares previously held by LIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of LIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
F3 The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.