Jeffrey R. Geygan - Nov 9, 2021 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
Director
Signature
/s/ Tracy D. Wojcik, Attorney in Fact
Stock symbol
RMCF
Transactions as of
Nov 9, 2021
Transactions value $
$122,356
Form type
4
Date filed
11/12/2021, 11:58 AM
Previous filing
Aug 20, 2021
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Purchase $30.8K +3.42K +0.71% $9.03 485K Nov 9, 2021 By Global Value Investment Corporation F1, F2, F3
transaction RMCF Common Stock Purchase $91.5K +10.1K +2.08% $9.05 495K Nov 10, 2021 By Global Value Investment Corporation F1, F2
holding RMCF Common Stock 10K Nov 9, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
F2 The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 Reflects the closure of two accounts managed by GVIC with aggregate holdings of 4,340 shares of common stock of the issuer.