C. James Shockley Jr. - 30 Sep 2021 Form 5 Insider Report for RGC RESOURCES INC (RGCO)

Role: VP & COO
Signature: /s/ C. James Shockley, Jr.
Issuer symbol: RGCO
Transactions as of: 30 Sep 2021
Net transactions value: +$1,366
Form type: 5
Filing time: 27 Oct 2021, 15:12:56 UTC
Previous filing: 14 May 2021
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RGCO	Common Stock	Award	$1,366	+54	+0.39%	$25.50	13,766	02 Aug 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	RGCO	Employee Stock Options						3,000	30 Sep 2021	Common Stock	0	$14.40	Direct
holding	RGCO	Employee Stock Options						4,500	30 Sep 2021	Common Stock	0	$14.15	Direct
holding	RGCO	Employee Stock Options						4,500	30 Sep 2021	Common Stock	0	$16.37	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 5.102 shares purchased 08/02/2021 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 48.464 restricted shares purchased 08/02/2021 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.