Tracy G. Smith - 16 Sep 2021 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Role
SVP and CFO
Signature
/s/ Tracy G. Smith
Issuer symbol
OCC
Transactions as of
16 Sep 2021
Net transactions value
$0
Form type
4
Filing time
16 Sep 2021, 18:08:14 UTC
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Award $0 +33,393 +11% $0.000000 328,950 16 Sep 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 33,393 shares generally vests annually over approximately four years if certain performance goals are achieved in fiscal years 2022, 2023, 2024, and 2025 with the first possible vesting date being January 31, 2023.