Tracy G. Smith - Sep 16, 2021 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Signature
/s/ Tracy G. Smith
Stock symbol
OCC
Transactions as of
Sep 16, 2021
Transactions value $
$0
Form type
4
Date filed
9/16/2021, 06:08 PM
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Award $0 +33.4K +11.3% $0.00 329K Sep 16, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 33,393 shares generally vests annually over approximately four years if certain performance goals are achieved in fiscal years 2022, 2023, 2024, and 2025 with the first possible vesting date being January 31, 2023.