Alexander A. Hockman - Sep 13, 2021 Form 4 Insider Report for NV5 Global, Inc. (NVEE)

Role
President & COO, Director
Signature
/s/ MaryJo OBrien, as attorney in fact
Stock symbol
NVEE
Transactions as of
Sep 13, 2021
Transactions value $
-$998,733
Form type
4
Date filed
9/15/2021, 08:53 PM
Previous filing
Jun 30, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVEE Common Stock Sale -$263K -2.66K -2.12% $98.91 123K Sep 13, 2021 Direct F1, F2, F3
transaction NVEE Common Stock Sale -$539K -5.4K -4.4% $99.83 117K Sep 13, 2021 Direct F1, F2, F4
transaction NVEE Common Stock Sale -$197K -1.94K -1.66% $101.31 115K Sep 13, 2021 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person for tax and estate planning purposes.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.69 to $99.21, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.80 to $100.44, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.87 to $101.84, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.