Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | UBI | Common Stock | 276K | Mar 24, 2020 | By wife | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UBI | Stock Option (Right to Buy) | Gift | $0 | -1M | -42.29% | $0.00 | 1.36M | Mar 24, 2020 | Common Stock | 1M | $0.20 | Direct | F2, F3, F4 |
transaction | UBI | Stock Option (Right to Buy) | Gift | $0 | +1M | $0.00 | 1M | Mar 24, 2020 | Common Stock | 1M | $0.20 | By wife | F1, F2, F3, F4 | |
transaction | UBI | Performance Rights | Award | $0 | +2.5M | $0.00 | 2.5M | Aug 19, 2021 | Common Stock | 2.5M | Direct | F5 | ||
transaction | UBI | Performance Rights | Award | $0 | +1.25M | $0.00 | 1.25M | Aug 19, 2021 | Common Stock | 1.25M | Direct | F6 | ||
holding | UBI | Stock Option (Right to Buy) | 2.36M | Mar 24, 2020 | Common Stock | 2.36M | $0.25 | Direct | F2, F4 | |||||
holding | UBI | Stock Option (Right to Buy) | 1.36M | Mar 24, 2020 | Common Stock | 1.36M | $0.30 | Direct | F2, F4 | |||||
holding | UBI | Stock Option (Right to Buy) | 1M | Mar 24, 2020 | Common Stock | 1M | $0.30 | By superannuation fund | F2, F4 |
Id | Content |
---|---|
F1 | The reporting person disclaims beneficial ownership of the shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose. |
F2 | The price reported is stated in Australian dollars. |
F3 | This transaction involved a gift of securities by the reporting person to his wife, who shares reporting person's household. |
F4 | The options are fully vested and became exercisable after September 24, 2020. |
F5 | Each performance right represents a contingent right to receive one share of common stock of Universal Biosensors, Inc. ("UBI"). The performance rights vest upon, among other triggers, UBI's market capitalization having achieved a specified threshold. |
F6 | Each performance right represents a contingent right to receive one share of common stock of UBI. The performance rights vest upon a change of control transaction with a value greater a specified threshold. |