Terren S. Peizer - Sep 9, 2021 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Acuitas Group Holdings, LLC, Terren S. Peizer, Chairman
Stock symbol
OTRK
Transactions as of
Sep 9, 2021
Transactions value $
-$507,510
Form type
4
Date filed
9/13/2021, 09:45 PM
Previous filing
Sep 8, 2021
Next filing
Sep 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OTRK Common Stock Sale -$175K -15K -0.16% $11.69* 9.31M Sep 9, 2021 By Acuitas F1, F2, F3
transaction OTRK Common Stock Sale -$167K -15K -0.16% $11.14* 9.29M Sep 10, 2021 By Acuitas F1, F2, F4
transaction OTRK Common Stock Sale -$165K -15K -0.16% $11.00* 9.28M Sep 13, 2021 By Acuitas F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.
F2 Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on August 13, 2021.
F3 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $11.02 to $11.94, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $10.885 to $11.66, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $10.515 to $11.26, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.