Fredric N. Eshelman - Sep 10, 2021 Form 4 Insider Report for Aravive, Inc. (ARAV)

Signature
/s/ ESHELMAN VENTURES, LLC, By: /s/ Fredric N. Eshelman, Name: Fredric N. Eshelman, Title: Managing Member
Stock symbol
ARAV
Transactions as of
Sep 10, 2021
Transactions value $
$0
Form type
4
Date filed
9/13/2021, 05:12 PM
Next filing
Nov 22, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARAV Stock Option Award $0 +22.8K $0.00 22.8K Sep 10, 2021 Common Stock 22.8K $3.97 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest pro rata on a monthly basis commencing on October 10, 2021 for the next 12 months with full vesting, if not fully vested at such time, on the date of Aravive, Inc.'s next annual meeting of stockholders.

Remarks:

Dr. Fredric Eshelman is the Chairman of the Board of Directors of Aravive, Inc. and is the founder and principal of Eshelman Ventures, LLC.