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Signature
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/s/ Miek Harbur, Attorney-in-Fact for Joseph David Davis
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Stock symbol
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NWHM
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Transactions as of
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Sep 8, 2021
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Transactions value $
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$0
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Form type
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4
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Date filed
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9/9/2021, 05:44 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
NWHM |
Common Stock |
Disposed to Issuer |
|
-35.1K |
-100% |
|
0 |
Sep 8, 2021 |
Direct |
F1 |
transaction |
NWHM |
Common Stock |
Disposed to Issuer |
|
-515K |
-100% |
|
0 |
Sep 8, 2021 |
By Trust |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
NWHM |
Stock Option |
Disposed to Issuer |
|
-182K |
-100% |
|
0 |
Sep 8, 2021 |
Common Stock |
182K |
$11.00 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Joseph David Davis is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
Remarks:
The Reporting Person is a party to an Investor Rights Agreement dated February 5, 2014 and amended on May 22, 2018 and May 6, 2020 (as amended, the "IRA"). The current parties to the IRA are Wayne Stelmar, Joseph Davis, H. Lawrence Webb and IHP Capital Partners VI, LLC (collectively, "Group Members"). The original IRA was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013, the amendment was filed as Exhibit 10.1 of the Company's Current Report on Form 8-K dated May 22, 2018 and the second amendment was filed as Exhibit 4.4 of the Company's Quarterly Report on Form 10-Q dated May 8, 2020. Pursuant to the IRA, IHP Capital Partners VI, LLC has the right to designate a director for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such IRA. The Reporting Person may be deemed to have shared voting power over the shares owned by the other Group Members. The Reporting Person disclaims beneficial ownership of the shares held by the other Group Members and has no pecuniary interest in the shares held by the other Group Members.