Jeffrey D. Anderson - Sep 3, 2021 Form 4 Insider Report for JONES SODA CO (JSDA)

Role
Director
Signature
/s/ Joe Culp, Attorney-In-Fact
Stock symbol
JSDA
Transactions as of
Sep 3, 2021
Transactions value $
-$22,000
Form type
4
Date filed
9/9/2021, 05:00 PM
Next filing
Jan 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JSDA Common Stock Options Exercise $9K +20K +9.98% $0.45 220K Sep 3, 2021 Direct F1
transaction JSDA Common Stock Sale -$22K -20K -9.08% $1.10* 200K Sep 3, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JSDA Stock Option (right to buy) Options Exercise -$9K -20K -50.53% $0.45 19.6K Sep 3, 2021 Common Stock 20K $0.45 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents partial exercise of vested Stock Option (right to buy).
F2 Represents sale of partial exercise of vested Stock Option (right to buy). The 20,000 shares were sold in 8 separate sale transactions, all at the price of $1.10 per share.
F3 Represents partial exercise of Stock Option (right to buy) that was fully vested as of August 1, 2018. After reported exercise, 19,583 vested shares remain.