Sophia Wu - Sep 1, 2021 Form 4 Insider Report for AvePoint, Inc. (AVPT)

Role: Chief Accounting Officer
Signature: /s/ Brian Brown, Attorney-in-Fact
Stock symbol: AVPT
Transactions as of: Sep 1, 2021
Transactions value $: $0
Form type: 4
Date filed: 9/3/2021, 04:15 PM
Previous filing: Jul 1, 2021
Next filing: Oct 5, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AVPT	Common Stock	Award	$0	+51.9K		$0.00	51.9K	Sep 1, 2021	Direct	F1, F2
transaction	AVPT	Common Stock	Award	$0	+207K	+400%	$0.00	259K	Sep 1, 2021	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AVPT	Stock Option (Right to Buy)	Award	$0	+125K		$0.00	125K	Sep 1, 2021	Common Stock	125K	$9.64	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2	25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.
F3	50% of the RSUs vested immediately on September 1, 2021; the remaining RSUs vest in 8 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. On September 1, 2021 the Reporting Person vested in 103,735 shares.
F4	25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.