Benjamin S. Taecker - 10 Aug 2021 Form 3 Insider Report for Aqua Metals, Inc. (AQMS)

Role: Chief Eng and Opr Officer
Signature: /s/ Judd Merrill, by power of attorney
Issuer symbol: AQMS
Transactions as of: 10 Aug 2021
Net transactions value: $0
Form type: 3
Filing time: 19 Aug 2021, 19:31:37 UTC
Next filing: 15 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AQMS	Common Stock						50,000	10 Aug 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AQMS	Stock Option							10 Aug 2021	Common Stock	5,701	$11.84	Direct	F2
holding	AQMS	Restricted Stock Units							10 Aug 2021	Common Stock	213,106	$0.000000	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 50,000 shares of restricted common stock that are not yet vested and are subject to forfeiture.
F2	All options are currently exercisable.
F3	Represents 213,106 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest on on the following dates: 58,554 on January 1, 2022, 55,409 on July 1, 2022, 55,409 on January 1, 2023, 21,867 on July 1, 2023 and 21,867 on January 1, 2024, subject to the Reporting Person's continuation of service with the Company.