Schnipke Norman V - Aug 4, 2021 Form 4 Insider Report for UNITED BANCSHARES INC/OH (UBOH)

Role
Sr Compliance Officer
Signature
/s/ Norman V. Schnipke
Stock symbol
UBOH
Transactions as of
Aug 4, 2021
Transactions value $
-$42,940
Form type
4
Date filed
8/5/2021, 05:29 PM
Previous filing
Aug 3, 2021
Next filing
Dec 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBOH Common Stock Options Exercise $23.2K +1.39K +9.08% $16.67 16.7K Aug 4, 2021 Direct
transaction UBOH Common Stock Tax liability -$23.2K -664 -3.97% $34.95 16.1K Aug 4, 2021 Direct
transaction UBOH Common Stock Sale -$24K -729 -4.54% $32.98 15.3K Aug 4, 2021 Direct
transaction UBOH Common Stock Options Exercise $38.4K +1.67K +10.91% $22.97 17K Aug 4, 2021 Direct
transaction UBOH Common Stock Tax liability -$38.4K -1.1K -6.46% $34.95 15.9K Aug 4, 2021 Direct
transaction UBOH Common Stock Sale -$18.9K -574 -3.61% $32.98 15.3K Aug 4, 2021 Direct
holding UBOH Common Stock 26K Aug 4, 2021 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBOH Employee Stock Option (right to buy) Options Exercise $0 -1.39K -100% $0.00* 0 Aug 4, 2021 Common Stock 1.39K $16.67 Direct
transaction UBOH Employee Stock Option (right to buy) Options Exercise $0 -1.67K -100% $0.00* 0 Aug 4, 2021 Common Stock 1.67K $22.97 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects Employee Stock Ownership Plan (ESOP) allocations and dispositions that have occurred since the date of the reporting person's last ownership report.