Spencer Abraham - 03 Aug 2021 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ Spencer Abraham
Issuer symbol
UEC
Transactions as of
03 Aug 2021
Net transactions value
-$1.8
Form type
4
Filing time
05 Aug 2021, 16:40:49 UTC
Previous filing
04 Aug 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $23,552 +25,000 +6.4% $0.9421 418,617 03 Aug 2021 Direct F1
transaction UEC COMMON STOCK Tax liability $23,554 -10,422 -2.5% $2.26 408,195 03 Aug 2021 Direct
transaction UEC COMMON STOCK Options Exercise $45,500 +50,000 +12% $0.9100 458,195 03 Aug 2021 Direct F2
transaction UEC COMMON STOCK Tax liability $45,501 -20,133 -4.4% $2.26 438,062 03 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -25,000 -10% 214,158 03 Aug 2021 Common Stock 25,000 $0.9421 Direct F3
transaction UEC Options Options Exercise -50,000 -23% 164,158 03 Aug 2021 Common Stock 50,000 $0.9100 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 10,422 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 14,578 shares.
F2 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,133 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 29,867 shares.
F3 Granted pursuant to and in accordance with the Company's stock incentive plan.