Frank Waterhouse - Jul 21, 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role: Treasurer
Signature: /s/ Dustin Norris, as attorney-in-fact
Stock symbol: NXDT
Transactions as of: Jul 21, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/29/2021, 04:34 PM
Previous filing: Jun 17, 2021
Next filing: Jul 1, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NXDT	Contingent Bonus Award	Other		-9.96K	-100%		0	Jul 21, 2021	Common Stock	9.96K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled.

Content

On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled.