Terren S. Peizer - Jul 12, 2021 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Signature
/s/ Acuitas Group Holdings, LLC, Terren S. Peizer, Chairman
Stock symbol
OTRK
Transactions as of
Jul 12, 2021
Transactions value $
-$987,971
Form type
4
Date filed
7/14/2021, 09:45 PM
Previous filing
Jul 9, 2021
Next filing
Jul 19, 2021

Transactions Table

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.
F2 Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.
F3 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.22 to $31.21, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.22 to $32.18, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.70 to $30.60, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $28.30 to $29.29, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.30 to $29.87, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.