Peter Tai-Ching Ho - Jul 1, 2021 Form 4 Insider Report for Aravive, Inc. (ARAV)

Role
Director
Signature
/s/ Abel Svitavsky, Attorney-in-fact
Stock symbol
ARAV
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4
Date filed
7/2/2021, 04:07 PM
Previous filing
May 21, 2021
Next filing
Sep 13, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARAV Stock Options Award $0 +15.4K $0.00 15.4K Jul 1, 2021 Common Stock 15.4K $5.80 Direct F1
transaction ARAV Stock Options Award $0 +5.25K $0.00 5.25K Jul 1, 2021 Common Stock 5.25K $5.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of options to purchase 15,435 shares of the Corporation's common stock, with immediate vesting as to 858 shares and 14,577 shares vesting pro rata over 34 months commencing on the one-month anniversary of the date of grant.
F2 Consists of options to purchase 5,245 shares of the Corporation's common stock, with immediate vesting as to 2,623 shares and 2,622 shares vesting on a monthly basis over two (2) months commencing on the one-month anniversary of the grant date with full vesting, if not fully vested at such time, on the date of the Corporation's next annual meeting of stockholders