Laurilee Kearnes - Jun 23, 2021 Form 4 Insider Report for HARTE HANKS INC (HHS)

Signature
/s/ Laurilee Kearnes
Stock symbol
HHS
Transactions as of
Jun 23, 2021
Transactions value $
-$32,621
Form type
4
Date filed
6/25/2021, 04:17 PM
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HHS Common Stock Options Exercise +13.2K +14.42% 104K Jun 23, 2021 Direct F1
transaction HHS Common Stock Tax liability -$32.6K -5.18K -4.96% $6.30 99.2K Jun 23, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HHS Performance-based Stock Units Options Exercise $0 -13.2K -50% $0.00 13.2K Jun 23, 2021 Common Stock 13.2K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Performance-based Stock Units ("PSU") convert into Common Stock on a one-for-one basis.
F2 Represents shares withheld to offset the reporting person's tax obligations upon vesting of the PSUs.
F3 On September 6, 2019, the reporting person was granted 13,158 PSUs, which will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $6.00 and remains at or above such price for a consecutive 30-day period, subject to reporting person's employment on the applicable vesting date.