Terren S. Peizer - 07 Jun 2021 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Signature
/s/ Acuitas Group Holdings, LLC, Terren S. Peizer, Chairman
Issuer symbol
OTRK
Transactions as of
07 Jun 2021
Net transactions value
-$3,353,923
Form type
4
Filing time
09 Jun 2021, 21:45:36 UTC
Previous filing
04 Jun 2021
Next filing
14 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OTRK Common Stock Sale $271,427 -8,899 -0.09% $30.50 9,503,613 07 Jun 2021 By Acuitas F1, F2, F3
transaction OTRK Common Stock Sale $65,478 -2,101 -0.02% $31.16 9,501,512 07 Jun 2021 By Acuitas F1, F2, F4
transaction OTRK Common Stock Sale $120,703 -3,799 -0.04% $31.77 9,497,713 08 Jun 2021 By Acuitas F1, F2, F5
transaction OTRK Common Stock Sale $94,246 -2,900 -0.03% $32.50 9,494,813 08 Jun 2021 By Acuitas F1, F2, F6
transaction OTRK Common Stock Sale $36,809 -1,100 -0.01% $33.46 9,493,713 08 Jun 2021 By Acuitas F1, F2, F7
transaction OTRK Common Stock Sale $184,904 -5,295 -0.06% $34.92 9,488,418 08 Jun 2021 By Acuitas F1, F2, F8
transaction OTRK Common Stock Sale $1,269,432 -35,801 -0.38% $35.46 9,452,617 08 Jun 2021 By Acuitas F1, F2, F9
transaction OTRK Common Stock Sale $439,397 -12,105 -0.13% $36.30 9,440,512 08 Jun 2021 By Acuitas F1, F2, F10
transaction OTRK Common Stock Sale $140,303 -3,870 -0.04% $36.25 9,436,642 09 Jun 2021 By Acuitas F1, F2, F11
transaction OTRK Common Stock Sale $56,837 -1,530 -0.02% $37.15 9,435,112 09 Jun 2021 By Acuitas F1, F2, F12
transaction OTRK Common Stock Sale $130,135 -3,400 -0.04% $38.28 9,431,712 09 Jun 2021 By Acuitas F1, F2, F13
transaction OTRK Common Stock Sale $70,435 -1,800 -0.02% $39.13 9,429,912 09 Jun 2021 By Acuitas F1, F2, F14
transaction OTRK Common Stock Sale $352,506 -8,740 -0.09% $40.33 9,421,172 09 Jun 2021 By Acuitas F1, F2, F15
transaction OTRK Common Stock Sale $121,312 -2,954 -0.03% $41.07 9,418,218 09 Jun 2021 By Acuitas F1, F2, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.
F2 Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.
F3 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.01 to $30.98, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.01 to $31.34, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.08 to $32.02, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.11 to $33.00, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.09 to $33.83, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.11 to $35.07, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $35.09 to $36.06, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $36.095 to $36.46, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $36.725 to $37.64, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $37.71 to $38.68, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $38.70 to $39.54, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.68, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $40.70 to $41.50, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.