Jessica Sybil-Lynne Johannson - 07 Jun 2021 Form 4 Insider Report for TUCOWS INC /PA/ (TCX)

Role
Chief People Officer
Signature
/s/ Jessica Johannson
Issuer symbol
TCX
Transactions as of
07 Jun 2021
Net transactions value
-$286,805
Form type
4
Filing time
08 Jun 2021, 12:11:15 UTC
Previous filing
14 May 2021
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCX Common Stock Options Exercise $44,062 +1,250 $35.25 1,250 07 Jun 2021 Direct
transaction TCX Common Stock Options Exercise $108,137 +1,687 +135% $64.10 2,937 07 Jun 2021 Direct
transaction TCX Common Stock Options Exercise $69,885 +1,125 +38% $62.12 4,062 07 Jun 2021 Direct
transaction TCX Common Stock Options Exercise $33,726 +562 +14% $60.01 4,624 07 Jun 2021 Direct
transaction TCX Common Stock Tax liability $286,805 -3,569 -77% $80.36 1,055 07 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCX Stock Option (Right to Buy) Options Exercise $44,062 -1,250 -100% $35.25 0 07 Jun 2021 Common Stock 1,250 $35.25 Direct F1
transaction TCX Stock Option (Right to Buy) Options Exercise $108,137 -1,687 -100% $64.10 0 07 Jun 2021 Common Stock 1,687 $64.10 Direct F1
transaction TCX Stock Option (Right to Buy) Options Exercise $69,885 -1,125 -100% $62.12 0 07 Jun 2021 Common Stock 1,125 $62.12 Direct F1
transaction TCX Stock Option (Right to Buy) Options Exercise $33,726 -562 -100% $60.01 0 07 Jun 2021 Common Stock 562 $60.01 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.
F2 Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.