David Kong - May 27, 2021 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ David Kong
Stock symbol
UEC
Transactions as of
May 27, 2021
Transactions value $
-$111,453
Form type
4
Date filed
5/28/2021, 08:46 PM
Previous filing
May 12, 2021
Next filing
Jul 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $44.8K +35K +28.94% $1.28 156K May 27, 2021 Direct F1
transaction UEC COMMON STOCK Tax liability -$44.8K -13.6K -8.73% $3.29 142K May 27, 2021 Direct
transaction UEC COMMON STOCK Sale -$15.9K -5K -3.51% $3.18 137K May 27, 2021 Direct
transaction UEC COMMON STOCK Sale -$16.1K -5K -3.64% $3.22 132K May 27, 2021 Direct
transaction UEC COMMON STOCK Sale -$16K -5K -3.78% $3.19 127K May 27, 2021 Direct
transaction UEC COMMON STOCK Sale -$15.8K -5K -3.93% $3.15 122K May 27, 2021 Direct
transaction UEC COMMON STOCK Sale -$15.7K -5K -4.09% $3.13 117K May 27, 2021 Direct
transaction UEC COMMON STOCK Sale -$16K -5K -4.26% $3.20 112K May 28, 2021 Direct
transaction UEC COMMON STOCK Sale -$16.1K -5K -4.45% $3.22 107K May 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -35K -17.5% 165K May 27, 2021 Common Stock 35K $1.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 13,618 shares at a fair market value of $3.29 per share being equal to the exercise price, such that the Reporting Person was issued 21,382 shares.
F2 Granted pursuant to and in accordance with the Company's stock incentive plan.