David Kong - 27 May 2021 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ David Kong
Issuer symbol
UEC
Transactions as of
27 May 2021
Net transactions value
-$111,453
Form type
4
Filing time
28 May 2021, 20:46:00 UTC
Previous filing
12 May 2021
Next filing
23 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $44,800 +35,000 +29% $1.28 155,948 27 May 2021 Direct F1
transaction UEC COMMON STOCK Tax liability $44,803 -13,618 -8.7% $3.29 142,330 27 May 2021 Direct
transaction UEC COMMON STOCK Sale $15,900 -5,000 -3.5% $3.18 137,330 27 May 2021 Direct
transaction UEC COMMON STOCK Sale $16,100 -5,000 -3.6% $3.22 132,330 27 May 2021 Direct
transaction UEC COMMON STOCK Sale $15,950 -5,000 -3.8% $3.19 127,330 27 May 2021 Direct
transaction UEC COMMON STOCK Sale $15,750 -5,000 -3.9% $3.15 122,330 27 May 2021 Direct
transaction UEC COMMON STOCK Sale $15,650 -5,000 -4.1% $3.13 117,330 27 May 2021 Direct
transaction UEC COMMON STOCK Sale $16,000 -5,000 -4.3% $3.20 112,330 28 May 2021 Direct
transaction UEC COMMON STOCK Sale $16,100 -5,000 -4.5% $3.22 107,330 28 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -35,000 -18% 165,000 27 May 2021 Common Stock 35,000 $1.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 13,618 shares at a fair market value of $3.29 per share being equal to the exercise price, such that the Reporting Person was issued 21,382 shares.
F2 Granted pursuant to and in accordance with the Company's stock incentive plan.