Key facts
- This page summarizes Joe E. Davis's Form 4 filing for NATURAL ALTERNATIVES INTERNATIONAL INC (NAII).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 20 May 2021, 06:10.
Joe E. Davis - 18 May 2021 Form 4 Insider Report for NATURAL ALTERNATIVES INTERNATIONAL INC (NAII)
- Reporting relationship
- Director
- Issuer ticker
- NAII
- Reported as of
- 18 May 2021
- Net transaction value
- -$10.1
- Reporting owner signature
- /s/ Joe E. Davis By Kenneth E. Wolf Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Joe E. Davis filed Form 4 for NATURAL ALTERNATIVES INTERNATIONAL INC (NAII) on 20 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$10.1.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NAII
transaction
Common Stock
Options Exercise
- Transaction value
- $35,200
- Shares
- +10,000
- Change %
- +9.1%
- Price
- $3.52
- Shares after
- 119,296
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F1, F2
NAII
transaction
Common Stock
Sale
- Transaction value
- $35,210
- Shares
- -2,410
- Change %
- -2%
- Price
- $14.61
- Shares after
- 116,886
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NAII
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,000
- Exercise price
- $3.52
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the outside director's net exercise of an Option for 10,000 shares. A net exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this net exercise, the Reporting Person surrendered 2,410 shares underlying the option and acquired ownership of an additional 7590 shares of common stock.
Footnote F2
The exercise price of the stock option.
Footnote F3
The shares were valued for determination of the exercise consideration at the closing price of the shares on Nasdaq on the day before exercise.