Spencer Abraham - 07 May 2021 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Role
Director
Signature
/s/ Spencer Abraham
Issuer symbol
UEC
Transactions as of
07 May 2021
Net transactions value
-$5.78
Form type
4
Filing time
10 May 2021, 18:15:25 UTC
Next filing
19 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEC COMMON STOCK Options Exercise $120,500 +50,000 +27% $2.41 234,587 07 May 2021 Direct F1
transaction UEC COMMON STOCK Tax liability $120,501 -36,078 -15% $3.34 198,509 07 May 2021 Direct
transaction UEC COMMON STOCK Options Exercise $74,400 +80,000 +40% $0.9300 278,509 07 May 2021 Direct F2
transaction UEC COMMON STOCK Tax liability $74,402 -22,276 -8% $3.34 256,233 07 May 2021 Direct
transaction UEC COMMON STOCK Options Exercise $57,600 +45,000 +18% $1.28 301,233 07 May 2021 Direct F3
transaction UEC COMMON STOCK Tax liability $57,602 -17,246 -5.7% $3.34 283,987 07 May 2021 Direct
transaction UEC COMMON STOCK Options Exercise $68,850 +45,000 +16% $1.53 328,987 07 May 2021 Direct F4
transaction UEC COMMON STOCK Tax liability $68,851 -20,614 -6.3% $3.34 308,373 07 May 2021 Direct
transaction UEC COMMON STOCK Options Exercise $70,658 +75,000 +24% $0.9421 383,373 07 May 2021 Direct F5
transaction UEC COMMON STOCK Tax liability $70,658 -21,155 -5.5% $3.34 362,218 07 May 2021 Direct
transaction UEC COMMON STOCK Options Exercise $45,500 +50,000 +14% $0.9100 412,218 07 May 2021 Direct F6
transaction UEC COMMON STOCK Tax liability $45,501 -13,623 -3.3% $3.34 398,595 07 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEC Options Options Exercise -50,000 -9.6% 470,000 07 May 2021 Common Stock 50,000 $2.41 Direct F7
transaction UEC Options Options Exercise -80,000 -17% 390,000 07 May 2021 Common Stock 80,000 $0.9300 Direct F7
transaction UEC Options Options Exercise -45,000 -12% 345,000 07 May 2021 Common Stock 45,000 $1.28 Direct F7
transaction UEC Options Options Exercise -45,000 -13% 300,000 07 May 2021 Common Stock 45,000 $1.53 Direct F7
transaction UEC Options Options Exercise -75,000 -25% 225,000 07 May 2021 Common Stock 75,000 $0.9421 Direct F7
transaction UEC Options Options Exercise -50,000 -22% 175,000 07 May 2021 Common Stock 50,000 $0.9100 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 36,078 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 13,922 shares.
F2 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 22,276 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 57,724 shares.
F3 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 17,246 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 27,754 shares.
F4 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,614 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 24,386 shares.
F5 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 21,155 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 53,845 shares.
F6 The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 13,623 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 36,377 shares.
F7 Granted pursuant to and in accordance with the Company's stock incentive plan.