Samuel N. Liberatore - 01 Nov 2023 Form 4 Insider Report for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)

Role
Director
Signature
Samuel N. Liberatore, by Eva Yee, Attorney-In-Fact
Issuer symbol
KTOS
Transactions as of
01 Nov 2023
Net transactions value
$0
Form type
4
Filing time
03 Nov 2023, 20:12:24 UTC
Previous filing
26 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KTOS Common Stock Options Exercise $0 +2,850 +241% $0.000000 4,032 01 Nov 2023 Direct F2, F17
transaction KTOS Common Stock Options Exercise $0 +1,000 +25% $0.000000 5,032 01 Nov 2023 Direct F3, F17
transaction KTOS Common Stock Options Exercise $0 +1,000 +20% $0.000000 6,032 01 Nov 2023 Direct F4, F17
transaction KTOS Common Stock Options Exercise $0 +3,000 +50% $0.000000 9,032 01 Nov 2023 Direct F5, F17
transaction KTOS Common Stock Options Exercise $0 +4,000 +44% $0.000000 13,032 01 Nov 2023 Direct F6, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +77% $0.000000 23,032 01 Nov 2023 Direct F7, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +43% $0.000000 33,032 01 Nov 2023 Direct F8, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +30% $0.000000 43,032 01 Nov 2023 Direct F9, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +23% $0.000000 53,032 01 Nov 2023 Direct F10, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +19% $0.000000 63,032 01 Nov 2023 Direct F11, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +16% $0.000000 73,032 01 Nov 2023 Direct F12, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +14% $0.000000 83,032 01 Nov 2023 Direct F13, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +12% $0.000000 93,032 01 Nov 2023 Direct F14, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +11% $0.000000 103,032 01 Nov 2023 Direct F15, F17
transaction KTOS Common Stock Options Exercise $0 +10,000 +9.7% $0.000000 113,032 01 Nov 2023 Direct F16, F17

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KTOS Restricted Stock Units Options Exercise $0 -2,850 -100% $0.000000* 0 01 Nov 2023 Common Stock 2,850 Direct F1, F2
transaction KTOS Restricted Stock Units Options Exercise $0 -1,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 1,000 Direct F1, F3
transaction KTOS Restricted Stock Units Options Exercise $0 -1,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 1,000 Direct F1, F4
transaction KTOS Restricted Stock Units Options Exercise $0 -3,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 3,000 Direct F1, F5
transaction KTOS Restricted Stock Units Options Exercise $0 -4,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 4,000 Direct F1, F6
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F7
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F8
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F9
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F10
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F11
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F12
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F13
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F14
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F15
transaction KTOS Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 10,000 Direct F1, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Samuel N. Liberatore is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2 RSUs were granted on January 4, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F3 RSUs were granted on September 10, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F4 RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F5 RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F6 RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F7 RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F8 RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F9 RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F10 RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F11 RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F12 RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F13 RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F14 RSUs were granted on May 26, 2021 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F15 RSUs were granted on June 14, 2022 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.
F16 RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.
F17 Includes approximately 782 shares held through Issuer's 401(k) plan.