Samuel N. Liberatore - Nov 14, 2022 Form 4 Insider Report for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)

Role
Director
Signature
Samuel N. Liberatore, by Eva Yee, Attorney-In-Fact
Stock symbol
KTOS
Transactions as of
Nov 14, 2022
Transactions value $
-$44,650
Form type
4
Date filed
11/16/2022, 06:31 PM
Previous filing
Jun 16, 2022
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KTOS Common Stock Options Exercise $19.9K +4K +319.23% $4.98 5.25K Nov 14, 2022 Direct F1, F4
transaction KTOS Common Stock Options Exercise $19.9K +4K +76.15% $4.98 9.25K Nov 14, 2022 Direct F1, F4
transaction KTOS Common Stock Sale -$84.5K -8K -86.46% $10.56 1.25K Nov 14, 2022 Direct F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KTOS Stock Option (right to buy) Options Exercise $0 -4K -100% $0.00* 0 Nov 14, 2022 Common Stock 4K $4.98 Direct F1
transaction KTOS Stock Option (right to buy) Options Exercise $0 -4K -100% $0.00* 0 Nov 14, 2022 Common Stock 4K $4.98 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of stock option right to buy.
F2 Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.59 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4 Includes approximately 853 shares held in Issuer's 401(k) Plan.