| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Ellsworth Joanne | Executive Vice President | C/O GLOBAL WATER RESOURCES, INC., 21410 NORTH 19TH AVENUE, SUITE 205, PHOENIX | /s/ Suzette Prante, attorney-in-fact | 20 Jun 2025 | 0001709055 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GWRS | Common Stock | Disposed to Issuer | $4,086 | -338 | -1.9% | $12.09 | 17,221 | 28 Jun 2024 | Direct | F1 |
| transaction | GWRS | Common Stock | Disposed to Issuer | $4,218 | -335 | -1.9% | $12.59 | 16,886 | 30 Sep 2024 | Direct | F1 |
| transaction | GWRS | Common Stock | Disposed to Issuer | $3,841 | -334 | -2% | $11.50 | 16,552 | 30 Dec 2024 | Direct | F1 |
Joanne Ellsworth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein. |