Joanne Ellsworth - 30 Dec 2024 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
Executive Vice President
Signature
/s/ Suzette Prante, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
30 Dec 2024
Net transactions value
-$85,909
Form type
4
Filing time
02 Jan 2025, 19:52:47 UTC
Previous filing
02 Dec 2024
Next filing
04 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $53,250 +12,500 +73% $4.26 29,725 30 Dec 2024 Direct
transaction GWRS Common Stock Disposed to Issuer $143,000 -12,500 -42% $11.44 17,225 30 Dec 2024 Direct
transaction GWRS Common Stock Options Exercise $3,841 +334 +1.9% $11.50 17,559 31 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Appreciation Right Options Exercise $0 -12,500 -100% $0.000000 0 30 Dec 2024 Common Stock 12,500 $4.26 Direct F1
transaction GWRS Restricted Stock Units Award $0 +4 +0.22% $0.000000 1,827 30 Dec 2024 Common Stock 4 Direct F2, F3, F4
transaction GWRS Restricted Stock Units Options Exercise $0 -334 -18% $0.000000 1,493 31 Dec 2024 Common Stock 334 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vested ratably over four calendar years beginning January 1, 2015 and were fully vested on December 31, 2018.
F2 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F3 The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F4 The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
F5 The RSUs are exercisable at time of vesting and do not have a set expiration date.