Ronnie L. Fleming - Sep 30, 2024 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
President and CEO, Director
Signature
/s/ Suzette Prante, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Sep 30, 2024
Transactions value $
$40,061
Form type
4
Date filed
10/2/2024, 09:57 PM
Previous filing
Sep 4, 2024
Next filing
Nov 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $40.1K +3.18K +2.9% $12.59 113K Sep 30, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Restricted Stock Units Award $0 +39 +0.2% $0.00 19.6K Sep 30, 2024 Common Stock 39 Direct F1, F2, F3
transaction GWRS Restricted Stock Units Options Exercise $0 -3.18K -16.27% $0.00 16.4K Sep 30, 2024 Common Stock 3.18K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2 The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F3 The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
F4 The RSUs are exercisable at time of vesting and do not have a set expiration date.