Jason Thuneman - 22 Jun 2023 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Signature
/s/ Suzette Prante, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
22 Jun 2023
Net transactions value
-$3,586
Form type
4
Filing time
26 Jun 2023, 16:31:22 UTC
Previous filing
22 Jun 2023
Next filing
05 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $470,000 +50,000 +200% $9.40 74,970 22 Jun 2023 Direct
transaction GWRS Common Stock Tax liability $473,586 -38,039 -51% $12.45 36,931 22 Jun 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Option (Right to Buy) Options Exercise $0 -50,000 -100% $0.000000* 0 22 Jun 2023 Common Stock 50,000 $9.40 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jason Thuneman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person was originally granted 50,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August10, 2021.